Legal & Regulatory Compliance Software

It brings obligations from multiple regulatory frameworks into one structured, auditable workflow, where they can be filtered, organised and assigned, with automated assignment and escalation. Compliance management stops being a manual burden and becomes a workflow your team can actually run.

Data Extraction pulls obligations, deadlines and requirements out of regulatory documents and source materials, making compliance data searchable and auditable. Those obligations can then be organised and assigned in the Compliance product, and structured compliance data can be exported to workflow systems.

Compliance decisions are documented and auditable. The platform keeps an audit trail and reporting ready for regulatory inspections, certification workflows carry sign-off trails, and compliance compendia give structured summaries of obligations for regulatory submissions and LP reporting.

Regulatory and compliance teams who need to move fast without sacrificing accuracy or accountability, and who manage obligations across multiple regulatory frameworks. Where funds are involved, the same structured records support LP reporting as well as regulatory submissions.

Regulatory memos, obligation summaries, and policy and procedure documents, along with compliance compendia and certification documentation, with lawyers in control throughout.

Regulatory compliance programmes require consistent AML and KYC processes across all counterparties. AML & KYC runs risk-based, tiered workflows with escalation across L1 and L2 reviews, embeds culture and conduct checks in due diligence and keeps a full compliance audit trail for regulatory inspection. Compliance then tracks due diligence obligations across counterparties, so every decision is documented.

Yes. Compliance includes SEC compliance monitoring for preferential treatment disclosure requirements, with reporting automation. Side letter provisions are linked to the regulatory requirements that apply to them, and MFN clauses and preferential treatment provisions are monitored automatically.

Client data is stored exclusively within the EEA and the UK, encrypted in transit (TLS 1.3) and at rest (AES-256), and logically isolated, with no cross-client data access. Role-based permissions and SSO support control who can access it, retention periods are configurable with verified deletion, and 24/7 security monitoring runs with incident response procedures. Your documents, queries and outputs are never used to train any AI model, ours or anyone else's.